course
Swap Dealers
Understand the terms and guidelines for swap dealers and security-based swap dealers.
Bankers Academy
Updated Jul 18, 2025
What you'll learn
- Understand the terms and guidelines for swap dealers and security-based swap dealers.
- Abide by designated exemptions and exclusions.
- Understand under which category the firm falls based on institution activities.
Course Description
This course provides information about “swap dealers” and “security-based swap dealers.” This course will use the definitions issued by the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC).
