Regulation X: Borrowers of Securities Credit
course

Regulation X: Borrowers of Securities Credit

Understand the purpose of Regulation X.

Bankers Academy
Updated Jun 15, 2024

What you'll learn

  • Purpose of Regulation X.
  • Definition of a "U.S. Person."
  • When a U.S. Person may not participate in a credit transaction that is collateralized by margin securities.
Course Description

This course will introduce the learner to Regulation X's relationship to Regulation T and Regulation U. The course will also discuss when Regulation X is applicable to purchasing securities credit and when a borrower is subject to Regulation X.