course
Regulation X: Borrowers of Securities Credit
Understand the purpose of Regulation X.
Bankers Academy
Updated Jul 27, 2024
What you'll learn
- Purpose of Regulation X.
- Definition of a "U.S. Person."
- When a U.S. Person may not participate in a credit transaction that is collateralized by margin securities.
Course Description
This course will introduce the learner to Regulation X's relationship to Regulation T and Regulation U. The course will also discuss when Regulation X is applicable to purchasing securities credit and when a borrower is subject to Regulation X.
