Introduction to Compliance
course

Introduction to Compliance

Recognize regulatory agencies responsibility for the laws that affect the financial industry.

Bankers Academy
Updated May 28, 2024

What you'll learn

  • Recognize regulatory agencies responsibility for the laws that affect the financial industry.
  • Understand the necessity for compliance and recognize the risks of non-compliance.
  • Apply commitment to compliance to customer relations.
Course Description

This course will introduce the learner to the notion of compliance and the organization's commitment to adhering to laws and regulations surrounding compliance factors. The learner will also be exposed to the risks of non-compliance and the regulatory agencies involved.