interactive
CPD Certified - UK Branches of non-EEA Banks - SMCR for Senior Managers 2022/23 (0.75 points)
Updated Sep 20, 2024
What you'll learn
- Have a sound understanding of the SMCR regime as it relates to Senior Managers at UK Branches of non-EEA Banks
- Understand the internal framework and your responsibilities as a Senior Manager Managers at a UK Branch of a non-EEA Bank
- Have a sound understanding of the Fit and Proper requirements of a Senior Manager at a UK Branch of a non-EEA Bank
- Understand how Conduct Rules apply to Senior Managers and all other staff at a UK Branch of a non-EEA Bank
- Understand the SMCR-related FCA notifications that relate to Senior Managers at a UK Branch of a non-EEA Bank
- Understand how the Certification Regime relates to your subordinate staff at a UK Branch of a non-EEA Bank
Course Description
This course details the requirements of SMCR as it applies to Senior Managers at UK branches of non-EEA Banks, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It will give any Senior Manager the tools they need to understand their obligations and personal liability.
In addition to Senior Managers this course is suitable for:
- Individuals reporting to Senior Managers
- Project managers and administrators
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Compliance
This course is worth 0.75 CPD points
