CPD Certified - UK Branches of non-EEA Banks - SMCR Conduct Rules 2022/23 (0.5 points)
interactive

CPD Certified - UK Branches of non-EEA Banks - SMCR Conduct Rules 2022/23 (0.5 points)

Updated Nov 12, 2024

What you'll learn

  • Understand the aim of SMCR in relation to staff at UK Branches of non-EEA Banks
  • Attain a high-level understanding of the three areas of SMCR: Senior Managers Regime, Certification Regime and Conduct Rules
  • Have a sound understanding of the Conduct Rules and how these apply to you
  • Understand the risks of contravening the Conduct Rules
Course Description

This course provides a focussed overview of the Individual Conduct Rules for which annual training is required, for individuals working at UK branches of non-EEA banks who are subject to SMCR, but are neither Senior Managers nor subject to the Certification Regime.

 This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

 

Compliance

This course is worth 0.5 CPD points