CPD Certified - Limited Scope Firms - SMCR for Senior Managers 2024/25 (0.75 points)
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CPD Certified - Limited Scope Firms - SMCR for Senior Managers 2024/25 (0.75 points)

RQC Group
Updated Jul 20, 2024

What you'll learn

  • Understand the SMCR regime as it relates to Senior Managers
  • Understand the internal framework and your responsibilities as a Senior Manager
  • Have a sound understanding of the Fit and Proper requirements of a Senior Manager
  • Understand how Conduct Rules apply to Senior Managers and all other staff
  • Understand the SMCR-related FCA notifications that relate to Senior Managers
  • Understand how the Certification Regime relates to your subordinate staff
Course Description

This course details the requirements of SMCR as it applies to Senior Managers, including the Senior Managers Regime, the Certification Regime and the Conduct Rules. It will give any Senior Manager the tools they need to understand their obligations and personal liability.

 

In addition to Senior Managers this course is also suitable for:

  • Individuals reporting to Senior Managers
  • Project managers and administrators

This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.

 

Compliance

This course is worth 0.75 CPD points