interactive
CPD Certified - Core Firms - SMCR Conduct Rules 2024/25 (0.5 points)
RQC Group
Updated Oct 12, 2024
What you'll learn
- Understand the aim of SMCR
- Attain a high-level understanding of the three areas of SMCR: Senior Managers Regime, Certification Regime and Conduct Rules
- Have a sound understanding of the Conduct Rules and how they apply to you
- Understand the risks of contravening the Conduct Rules
Course Description
This course provides a focussed overview of the Individual Conduct Rules for which annual training is required, for individuals working at Core Firms who are subject to SMCR, but are neither Senior Managers nor subject to the Certification Regime.
This course can be applied as both an ‘introductory’ course and a ‘refresher’ course.
Compliance
This course is worth 0.5 CPD points
